Corporate Name: Mita Securities Company Limited, Financial Instruments Business Operator, No. 175 by
Director-General of Kanto Local Finance Bureau (Financial Services Agency)
Member of: The Japan Securities Dealers Association, Tokyo Real Estate Transaction Association,Japan Financial Services Association No.005987
Registration: Director of Kanto Local Finance Bureau (Financial instruments firms) No.175,
Moneylender / Tokyo Governor (8) No.27088, Registered Real Estate Broker / Tokyo Governor (2) No.103950, Real Estate Specified Joint Enterprises / Commissioner of the FSA・Minister of Land, Infrastructure, Transport and Tourism No.76
Business Issuer of Qualified Invoices/Registration Number T6010001058171
Fees and risks:
When entering into a transaction involving financial products and services (hereinafter referred to as products)
presented in this website, you may be required to pay predetermined commission fees and expenses (hereinafter
referred to as fees) on specific products.
In addition, all products entail particular risks, and holders of these products can incur significant losses as a
result of fluctuations in asset prices. Inherent risks and fees differ for each product. Please read the customer
information described on each product’s webpage, pre-contract documents, prospectus or explanation documents
(hereinafter referred to as documents) thoroughly. As a result of the diverse form of transactions, as well as the
variable nature of market conditions and individual transaction details, we are unable to indicate in advance the
risks and fees in this website that explains the outline of each products. When entering into a transaction
involving products, you should confirm risks and fees in respect of each product by the documents provided to you
prior to the contract related to each product.
Private placement is the sale of an issue of securities directly by the issuer to one or a few investors without
public offering. The documents regarding contents or fees of each private placement of securities are not placed in
this website. Please read the documents (including contract document, notification, etc) provided to you prior to
the contract related to each product thoroughly.
About Mita Securities
Special Features of MITA SECURITIES
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We continue to achieve positive net income for 19 consecutive terms.
Our surplus has been continuing for 19 consecutive terms. We have been going through several difficult times, such as Lehman shock, European sovereign bond crisis, and the great east Japan earthquake, and obviously it has not been easy for us, a securities firm, to remain in surplus during this period. However, we have been successfully able to stabilize our business results as we diversified our services broadly into various businesses, such as private banking, investment banking, money lending services, real estate related services, and dealing business, and moreover, we have a number of unique financial services and products which no one can find in other financial firms.
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Fiduciary Duty
We have been addressing and emphasizing the importance of the “Fiduciary Duty” since FY2003 and sharing the idea with all the staff. We believe in it as an ultimate responsibility to be professional and integrity to our clients. This sense of responsibility is reflected in several indicators. For example, our commission turnover ratio* is 0.25% per year (FY2021 results), which is well below the average in our industry, while high turnover in our industry is often criticized.
* Commission turnover ratio = (commissions + gains on bond trading)/total clients’ assets under custody
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Lineup of our unique products and services
It is our one of strengths to have unique financial products and services, and we aim at further differentiation from other financial institutions.
The time of “push sales strategy” in which securities firms sell their financial products to their customers for their own conveniences should be ended. We feel significant to offering products and services that our clients truly seek and acclaim.
When we create new products and services, we try to deal with them with flexibility and speed and also carefully examine illegality of those products and services.
We provide loans secured by US real estates and securitize those loan receivables. We also provide loans secured by securities, such as investment funds and foreign bonds. We created the fund to restore values of Kyomachiya in Kyoto. We purchase medical accounts receivable securitized bonds. In that manner, we aim at producing further unique products and services one after another. -
Venture Sprits
We value a freewheeling culture and challenging sprit. Our firm is made up by various types’ professionals, and it is indispensable for us to enjoy works by making the best use of our ingenuity in order to deal with creative works. Our company was established in 1949 and it is not a young company, however, we never forget our venture spirts inside our hearts.
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Professionalism
We employ in-house specialists to ensure the highly professional work. We also actively collaborate with outside experts. By leveraging the expertise of internal and external experts, we provide the best differentiated services to our clients.
As of March 2022, the Group has the following specialists
1 lawyer, 3 CPAs, 1 junior accountant, 1 US CPA, 2 Singapore CPAs, 1 Certified social insurance labor consultant and 1 tax accountant.